Symmetry of E(k) in the first BZ

  • Thread starter hokhani
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In summary, the curve E(k) in the first Brillouin zone is symmetric because of time reversal invariance, which involves taking the complex conjugate of the Hamiltonian operator. This symmetry holds true in general, but there are cases where it is violated due to the presence of external factors such as a magnetic field or spin-orbit coupling. In these cases, E(k) does not equal E(-k) and time reversal symmetry is spontaneously broken.
  • #1
hokhani
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Why the curve E(k) in the first brillouin zoon is symmetric? For example why in the first BZ of a one-dimensional lattice we have E(k)=E(-k)?
 
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  • #2
hokhani said:
Why the curve E(k) in the first brillouin zoon is symmetric? For example why in the first BZ of a one-dimensional lattice we have E(k)=E(-k)?

This is true in general, not just for 1-D. By Bloch's theorem the solutions of your Schrödinger equation will be Bloch states given by

##\psi_{\textbf{k}}(\textbf{r}) = \exp(i\textbf{k}.\textbf{r})u_{\textbf{k}}(\textbf{r})##

We can note a property of the Bloch states when ##\textbf{k} \rightarrow -\textbf{k}##. When we take the Hermitian conjugate of the above equation we get

##\psi_{\textbf{k}}^*(\textbf{r}) = \exp(-i\textbf{k}.\textbf{r})u_{\textbf{k}}^*(\textbf{r})##

Changing ##\textbf{k} \rightarrow -\textbf{k}## in the above equation we get

##\psi_{-\textbf{k}}^*(\textbf{r}) = \exp(i\textbf{k}.\textbf{r})u_{-\textbf{k}}^*(\textbf{r})##

Comparing this with the very first equation it can be seen that

##\psi_{-\textbf{k}}^*(\textbf{r}) = \psi_{\textbf{k}}(\textbf{r})##

##u_{-\textbf{k}}^*(\textbf{r}) = u_{\textbf{k}}(\textbf{r})##

The Bloch states must obviously satisfy Schrödinger's equation

##H \psi_{\textbf{k}}(\textbf{r}) = \left[-\frac{\hbar^2}{2m}\nabla^2+V(\textbf{r})\right] \psi_{\textbf{k}}(\textbf{r}) = E_{\textbf{k}} \psi_{\textbf{k}}(\textbf{r})##

Now, we know that the Hamiltonian is Hermitian (i.e. ##H = H^\dagger##). Therefore taking the Hermitian conjugate of the above equation we get:

##H^\dagger \psi_{\textbf{k}}^*(\textbf{r}) = \left[-\frac{\hbar^2}{2m}\nabla^2+V(\textbf{r})\right] \psi_{\textbf{k}}^*(\textbf{r}) = E_{\textbf{k}} \psi_{\textbf{k}}^*(\textbf{r})##

##E_{\textbf{k}}## stays the same since eigenvalues of a Hermitian operator are real. Now, once again changing ##\textbf{k} \rightarrow -\textbf{k}## we get

##\left[-\frac{\hbar^2}{2m}\nabla^2+V(\textbf{r})\right] \psi_{-\textbf{k}}^*(\textbf{r}) = E_{-\textbf{k}} \psi_{-\textbf{k}}^*(\textbf{r})##

Using the property of Bloch states shown above the ##\psi_{-\textbf{k}}^*(\textbf{r})## can be replaced to give

##\left[-\frac{\hbar^2}{2m}\nabla^2+V(\textbf{r})\right] \psi_{\textbf{k}}(\textbf{r}) = E_{-\textbf{k}} \psi_{\textbf{k}}(\textbf{r})##

Comparing this with the original Schrödinger equation you can see that

##E_{-\textbf{k}} = E_{\textbf{k}}##
 
  • #3
Thank you PhysTech.
 
  • #4
E(k)=E(-k) is a consequence of time reversal invariance.
 
  • #5
DrDu said:
E(k)=E(-k) is a consequence of time reversal invariance.

Could you please explain some more?
 
  • #6
This is basically what phystech tried to explain. Ignoring spin, the time reversal operation consist in taking t->-t and in taking the complex conjugate. Taking the complex conjugate is often the same as taking the hermitian adjoint as phystech implied, but not always.
In going through the proof by phystech you can convince yourself that it is necessary to take the complex conjugate and not the hermitian adjoint, although both operations coincide for the hamiltonian considered.
E.g. when a magnetic field is present, the Hamiltonian is still hermitian but not equal to it's complex conjugate as
[itex]H=\frac{1}{2m} (\mathbf{p}+ie\mathbf{A})^2 +V(\mathrm{r})[/itex]
In position representation, p will be represented by an anti-symmetric matrix while A is a symmetric matrix so that their relative sign changes on taking the complex conjugate.
Similar effects can be observed when spin orbit coupling is present. In fact there are some materials, e.g. ferromagnets, where E(k)=E(-k) is violated as time reversal symmetry is spontaneously broken.
 

Related to Symmetry of E(k) in the first BZ

What is the significance of the symmetry of E(k) in the first BZ?

The symmetry of the energy dispersion relation, E(k), in the first Brillouin zone (BZ) is a fundamental concept in solid state physics. It reflects the periodicity of the underlying crystal lattice, which is a defining characteristic of crystalline materials.

How is the symmetry of E(k) in the first BZ related to the periodicity of crystals?

The symmetry of E(k) in the first BZ arises from the periodicity of the crystal lattice. This periodicity allows for the translation of the crystal structure in all directions, resulting in the same energy dispersion relation for all points within the BZ.

What are the consequences of the symmetry of E(k) in the first BZ?

The symmetry of E(k) in the first BZ has important consequences for the electronic and optical properties of materials. It leads to the formation of bands and band gaps, which determine the behavior of electrons in the material and its optical response.

How is the symmetry of E(k) in the first BZ related to the concept of momentum conservation?

The symmetry of E(k) in the first BZ is closely linked to the concept of momentum conservation. In a periodic crystal, electrons can only have certain allowed momenta within the BZ. This constraint on momentum results in the formation of bands and band gaps in the energy dispersion relation.

Can the symmetry of E(k) in the first BZ be broken?

Yes, the symmetry of E(k) in the first BZ can be broken through the introduction of defects or impurities in the crystal structure. This can result in changes to the energy dispersion relation and alter the electronic and optical properties of the material.

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